Summary of Accounting Adjustment Guidelines

Definition

An Accounting Adjustment is (GIM 15 – Transfer of Expenditures Between Budgets):

  • Moving an expense from one worktag to another.
  • Moving an expense from one spend category to another.
  • Correcting other transaction coding errors (e.g., PCA codes).

An Accounting Adjustment should only be done for the following reasons:

  • To correct an erroneous charge to an incorrect worktag or spend category.
  • To correct an error when the value of the transaction is greater than $10.00.
  • To re-allocate expenses where the expense can only be initially coded to one or a few worktags.

An Accounting Adjustmnet is NOT a Financial Management tool to be used to:

  • Move costs for budgetary convenience.
  • Temporarily post costs on a sponsored award line until a new award line becomes available (use a non-sponsored worktag or request an Advance Award line).

Best Practices to Avoid Accounting Adjustments

  • Ensure there are good Internal Controls for coding of expenditures.
  • Reconcile worktags in a timely manner.
  • Review the Award and applicable regulations to ensure all costs are allowable.
  • Ensure that costs allocated across more than one award are treated consistently with other allocated costs.
  • Monitor Award lines to ensure funds are expended in accordance with the award.
  • Monitor Award lines to track expenditures and available funds.

Best Practices for Accounting Adjustment Documentation

All documentation of Accounting Adjustments should include the following information:

  • Why the error occurred and which internal control broke down.
  • Steps the department is taking to ensure the error will not happen again.
  • The tangible benefit to the recipient worktag.

Post Award Fiscal Compliance email: gcafco@uw.edu

For questions and issues relating to Effort Reporting, email: effortreporting@uw.edu

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